Dennis
Ray

Western International Securities, Inc

CRD#868022
Investment Advisor
in Woodland Hills, CA

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About this Advisor

Dennis Ray is a financial advisor based in Woodland Hills, California, working with Western International Securities, Inc. Dennis has previously held positions at Financial West Group, Contractors Funding Corporation Dba Homeowners Funding, and Western International Securities, Inc. Dennis has passed the Series 63 regulatory exam and is registered to provide services in California, Nevada, Oregon, and Wisconsin. Currently, Dennis is part of Western International Securities, Inc, which operates out of Woodland Hills, California. The firm has 87 offices and 461 employees. The firm manages assets totaling $3.7 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Western International Securities, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5900 Canoga Ave. Ste. 220
Woodland Hills, CA 91367

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Western International Securities, Inc Brokerage Details

Total Assets Under Management

$3,687,422,987

CA Average: $7,578,581,321
Total Number of Employees

461

CA Average: 43
Total Number of Accounts

12,197

CA Average: 3,727
Average Account Size

$302,322

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Dennis Ray Work History

2017 - Present (7 years)

Western International Securities, Inc

1974 - Present (50 years)

Contractors Funding Corporation Dba Homeowners Funding

1991 - 2017 (26 years)

Financial West Group

Disclosures

Please visit the SEC profile of Dennis Ray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Western International Securities

Albert Pette
Pasadena, CA
Isela Ortega-Wu
Pasadena, CA
Patrick Mcgrath
Uniondale, NY
Kimberley Last
Grand Junction, CO
Risa Scott-Smith
Santa Rosa, CA
Dylan Johnson
Newport Beach, CA
Robert Powell
Pasadena, CA
Gilbert Good
Westlake Village, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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