Diana
Law

Transamerica Retirement Advisors, LLC

CRD#5432964
Investment Advisor
in Torrance, CA
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About this Advisor

Diana Law is a certified financial planner whose office is in Torrance, California. Currently an investment advisor with Transamerica Retirement Advisors, LLC, they have gathered 11 years of experience as a financial advisor. Law holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Law is registered to advise customers based out of California. Law has gained experience at Fic, J.P. Morgan Chase Bank Na/Wamu, Chase Investment Services Corp, Wells Fargo Bank, N.A, Wells Fargo Advisors, LLC, First Allied Securities, Inc, Diversified, Diversified Investors Securities Corp, Fidelity Investments and Transamerica Investors Securities Corporation. Transamerica Retirement Advisors, LLC is headquartered in Torrance, California, and has six offices throughout the nation. As an advisor firm, Transamerica Retirement Advisors, LLC oversees $5 billion in assets throughout 37,473 client accounts and employs more than 387 people. The firm's total assets under management places it among the largest financial advisory firms in the nation. The firm manages 33,045 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisor firm's 37,473 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Transamerica Retirement Advisors, LLC offers portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

Torrance, CA

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Transamerica Retirement Advisors, LLC Brokerage Details

Total Assets Under Management

$5,428,131,841

CA Average: $5,289,111,388
Total Number of Employees

416

CA Average: 157
Total Number of Accounts

47,657

CA Average: 8,262
Average Account Size

$113,900

CA Average: $640,173

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Diana Law Work History

Diana has 11 years of experience.

2018 - Present (1 year)

Transamerica Investors Securities Corporation

2018 - Present (1 year)

Transamerica Retirement Solutions

2014 - 2018 (4 years)

Fidelity Investments

2011 - 2011 (< 1 year)

Wells Fargo Bank, N.A

2011 - 2011 (< 1 year)

Wells Fargo Advisors, LLC

2011 - 2011 (< 1 year)

First Allied Securities, Inc

2011 - 2014 (3 years)

Diversified

2011 - 2014 (3 years)

Diversified Investors Securities Corp

2009 - 2011 (2 years)

J.P. Morgan Chase Bank Na/Wamu

2009 - 2011 (2 years)

Chase Investment Services Corp

2007 - 2008 (1 year)

Fic

Disclosures

Diana Law has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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