Independent Financial Group, LLC
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About this Advisor
Diane Rook-Johnson is a certified financial planner located in San Diego, California. Currently an investment advisor at Independent Financial Group, LLC, they have gathered a notable 35 years of practice in the financial advisory industry. Rook-Johnson maintains a Series 63 license, which qualifies the advisor as a securities agent. Rook-Johnson can serve customers in Minnesota. Throughout their career, Rook-Johnson has worked at Western Fraternal Life, Financial Group Of Minnesota, Pacific West Securities, Inc, Multi-Financial Securities Corporation, Cetera Advisors LLC and Independent Financial Group LLC. Independent Financial Group, LLC is based out of San Diego, California, and operates out of 364 brick-and-mortar locations across the country. In total, Independent Financial Group, LLC oversees $3 billion in assets dispersed across 11,983 client accounts and retains more than 680 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. The firm manages 10,271 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 5% of the advisor firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Independent Financial Group, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Independent Financial Group, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Diane Rook-Johnson Work History
Diane has 35 years of experience.
Independent Financial Group LLC
Western Fraternal Life
Cetera Advisors LLC
Multi-Financial Securities Corporation
Pacific West Securities, Inc
Financial Group Of Minnesota
Diane Rook-Johnson has no disclosures.
Please visit their SEC profile for more details.