Dianne
Davis

Commonwealth Financial Network

CRD#3266379
Investment Advisor
in San Diego, CA
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About this Advisor

Dianne Davis is a certified financial planner whose office is in San Diego, California. Currently a registered financial advisor with Commonwealth Financial Network, they have accrued 13 years of experience in the financial advisory industry. Davis has Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Davis is able to serve investors based out of California. Throughout their career, Davis has worked at Neuberger Berman, LLC, Lpl Financial and Commonwealth Financial Network. Commonwealth Financial Network is headquartered in San Diego, California, and has 1,090 additional locations across the nation. Overall, Commonwealth Financial Network manages $81 billion in assets across 335,560 client accounts and employs more than 3,200 people. The level of assets currently under the firm's management places it among the biggest firms in the nation. The firm manages 328,891 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 3% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Commonwealth Financial Network can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

110 West A Street Suite 1800 (18Th Floor)
San Diego, CA 92101

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

CA Average: $16,012,751,954
Total Number of Employees

3,350

CA Average: 118
Total Number of Accounts

388,288

CA Average: 4,567
Average Account Size

$219,462

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Dianne Davis Work History

Dianne has 13 years of experience.

2010 - Present (9 years)

Commonwealth Financial Network

2010 - 2010 (< 1 year)

Lpl Financial

2005 - 2010 (5 years)

Neuberger Berman, LLC

Disclosures

Dianne Davis has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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