Diego
De Los Santos
Lpl Financial LLC
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About this Advisor
Diego De Los Santos is a financial advisor working in El Monte, California, who has 2 years of industry experience. De Los Santos currently works for Lpl Financial LLC. Throughout their career, they have worked at Guess, Charming Charlie, National Planning Corporation, Lpl Financial LLC, Trilogy Capital, Farmacia San Diego, World Financial Group, Inc, Transamerica Financial Advisors, Inc and Lidc Hospitality, Inc Bda Lupes Mexican Eatery. De Los Santos maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It has $368 billion in assets among its 1,688,501 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are held by high-net-worth investors who have more than $1 million in assets. Lpl Financial LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on the type of financial services provided. Fees charged by Lpl Financial LLC may include any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Diego De Los Santos Work History
Diego has been registered as a financial advisor for 2 years.*
Lidc Hospitality, Inc Bda Lupes Mexican Eatery
Lpl Financial LLC
World Financial Group, Inc
Transamerica Financial Advisors, Inc
Farmacia San Diego
Lpl Financial LLC
Trilogy Capital
National Planning Corporation
Guess
Charming Charlie
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Diego De Los Santos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
The Villages, FL
Newport Beach, CA
Charlestown, MA
Bridgeport, CT
Purchase, NY
Waukesha, WI
Sea Girt, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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