Diego
De Los Santos

Lpl Financial LLC

CRD#6300722
Investment Advisor
in El Monte, CA

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About this Advisor

Diego De Los Santos is a financial advisor working in El Monte, California, who has 2 years of industry experience. De Los Santos currently works for Lpl Financial LLC. Throughout their career, they have worked at Guess, Charming Charlie, National Planning Corporation, Lpl Financial LLC, Trilogy Capital, Farmacia San Diego, World Financial Group, Inc, Transamerica Financial Advisors, Inc and Lidc Hospitality, Inc Bda Lupes Mexican Eatery. De Los Santos maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 employees. It has $368 billion in assets among its 1,688,501 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are held by high-net-worth investors who have more than $1 million in assets. Lpl Financial LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on the type of financial services provided. Fees charged by Lpl Financial LLC may include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

El Monte, CA

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

CA Average: $646,059,043
Total Number of Employees

31,366

CA Average: 13
Total Number of Accounts

1,688,501

CA Average: 661
Average Account Size

$217,956

CA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Diego De Los Santos Work History

Diego has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Lidc Hospitality, Inc Bda Lupes Mexican Eatery

2021 - Present (3 years)

Lpl Financial LLC

2020 - 2021 (1 year)

World Financial Group, Inc

2020 - 2021 (1 year)

Transamerica Financial Advisors, Inc

2019 - 2020 (1 year)

Farmacia San Diego

2017 - 2020 (3 years)

Lpl Financial LLC

2015 - 2020 (5 years)

Trilogy Capital

2014 - 2017 (3 years)

National Planning Corporation

2013 - 2014 (1 year)

Guess

2012 - 2013 (1 year)

Charming Charlie

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Diego De Los Santos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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