Dorian
Sandoval
Valley Financial Management, Inc
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About this Advisor
Dorian Sandoval is a financial advisor working in Los Angeles, California, with 2 years of relevant experience. Sandoval is on the advisory team at Valley Financial Management, Inc. Over the course of their career, they have held roles at Jp Morgan Securities, LLC, Jpmorgan Chase Bank, Mbsc Securities Corporation, Bny Mellon, Leumi Investment Services Inc, Bank Leumi Usa, Valley National Bank and Valley Financial Management, Inc. Sandoval has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California. Valley Financial Management, Inc is a financial advisory firm based in New York, NY. The company has offices in eight locations and a total of 102 advisors. It administers $335 million in total assets among its 506 customer accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 506 accounts, 74% belong to high-net-worth clients who have at least $1 million in assets available to invest. Valley Financial Management, Inc offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and publication of newsletters. Fees charged by financial advisors typically depend on which services are offered. However, fees charged by Valley Financial Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Valley Financial Management, Inc Brokerage Details
$334,890,166
102
506
$661,838
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Dorian Sandoval Work History
Dorian has been registered as a financial advisor for 2 years.*
Valley National Bank
Valley Financial Management, Inc
Mbsc Securities Corporation
Bny Mellon
Bank Leumi Usa
Leumi Investment Services Inc
Jp Morgan Securities, LLC
Jpmorgan Chase Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dorian Sandoval to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Valley Financial Management, Inc
New York, NY
Los Angeles, CA
New York, NY
New York, NY
Miami, FL
New York, NY
Los Angeles, CA
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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