Sagepoint Financial, Inc
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About this Advisor
Douglas Cole is a financial advisor operating out of Carlsbad, California, with a total of 13 years of financial industry experience. Cole works at Sagepoint Financial, Inc. Throughout their career, Cole has worked at Aig Financial Advisors, Inc and Sagepoint Financial, Inc. Cole holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California. Sagepoint Financial, Inc is a financial advisory company that has its headquarters in Carlsbad, California. The company has offices in 615 locations and a total of 2,032 employees. It has $7 billion in assets across its 33,830 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 67 charities and foundations. Of its 33,830 client accounts, just 11% are held by high-net-worth clients who have at least $1 million in assets. The company provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on which services are provided. However, fees charged by Sagepoint Financial, Inc likely consist of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Sagepoint Financial, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Douglas Cole Work History
Douglas has 13 years of experience.
Sagepoint Financial, Inc
Aig Financial Advisors, Inc
Douglas Cole has disclosures.
Please visit their SEC profile for more details.