Sagepoint Financial, Inc

Investment Advisor
in Carlsbad, CA

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About this Advisor

Douglas Cole is a financial advisor who works out of Carlsbad, California, with 10 years of professional experience. Cole is an employee of Sagepoint Financial, Inc. They have spent the entirety of their employment at Sagepoint Financial, Inc. Cole has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Sagepoint Financial, Inc is a company that has its headquarters in Carlsbad, California. The firm has offices in 618 locations and a total of 1,957 employees. It handles $8 billion in total assets between its 42,989 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 82 charities and foundations. Of its 42,989 customer accounts, 16% are associated with high-net-worth investors who have more than $1 million in assets. The firm provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. However, fees billed by Sagepoint Financial, Inc may include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

2888 Loker Avenue East Suite 316
Carlsbad, CA 92010

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,555,372,352
Total Number of Employees


CA Average: 37
Total Number of Accounts


CA Average: 1,370
Average Account Size


CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Douglas Cole Work History

Douglas has 11 years of experience.

2009 - Present (11 years)

Sagepoint Financial, Inc


Douglas Cole has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Sagepoint Financial, Inc

Eric Sanger
Phoenix, AZ
Fany Hirales
San Diego, CA
Philip Elliott
Meridian, ID
Erika Lewin-Harris
Boca Raton, FL
Jeffrey Lerner
Fort Lauderdale, FL
Stephen Yager
Wichita, KS
Larry Knisley
Portland, OR
Steven Yazbeck
Scottsdale, AZ

This content was compiled from the SEC and FINRA.

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