Elaine
Ellis

Park Avenue Securities LLC

CRD#3215783
Investment Advisor
in Campbell, CA

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About this Advisor

Elaine Ellis is a financial advisor based in Campbell, California, working with Park Avenue Securities LLC. Elaine has previously held positions at Guardian Life Ins. Of America, Park Avenue Securities LLC, Integrated Financial & Insurance Services, Guardian Life Insurance Company, and Park Avenue Securities. Elaine has passed the Series 66 regulatory exam and is registered to provide services in Arizona, California, Colorado, District of Columbia, Florida, Hawaii, Maryland, Massachusetts, Nevada, New Mexico, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin. Currently, Elaine is part of Park Avenue Securities LLC, which operates out of Campbell, California. The firm has 399 offices and 1,841 employees. The firm manages assets totaling $11.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars. The fee structure at Park Avenue Securities LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

910 E. Hamilton Avenue Suite 150
Campbell, CA 95008

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$11,881,593,369

CA Average: $7,464,549,021
Total Number of Employees

1,841

CA Average: 88
Total Number of Accounts

62,811

CA Average: 3,892
Average Account Size

$189,164

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Elaine Ellis Work History

2018 - Present (6 years)

Guardian Life Insurance Company

2018 - Present (6 years)

Park Avenue Securities

1998 - Present (26 years)

Integrated Financial & Insurance Services

1999 - 2018 (19 years)

Park Avenue Securities LLC

1998 - 2018 (20 years)

Guardian Life Ins. Of America

Disclosures

Please visit the SEC profile of Elaine Ellis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Daniel Andreotta
Charlotte, NC
Trevor Mcnally
Port Chester, NY
Joseph Miller
Las Vegas, NV
Anthony Ryan
Austin, TX
Matthew Nerz
Houston, TX
Marc Merber
Garden City, NY
Jessica Jade Valentini
West Palm Beach, FL
Louis Richards
Irvine, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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