Emi
Shindo

Lpl Financial LLC

CRD#4291615
Investment Advisor
in San Diego, CA
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About this Advisor

Emi Shindo is a chartered financial analyst based in San Diego, California, with a total of 13 years of financial industry experience. Shindo is an advisor for Lpl Financial LLC. Throughout their career, they have worked at Linsco Private Ledger and Uvest Financial Services Inc. Shindo holds a Series 63 license, which qualifies them as a securities representative, and is registered to serve investors in California. Lpl Financial LLC is a registered investment business that has its headquarters in San Diego, California. The company has offices in 8,011 locations and a total of 22,703 advisors. It controls $153 billion in total assets across its 680,466 customer accounts, placing it among the largest firms in the nation by assets under management. The firm advises 899 charitable organizations. Of its 680,466 customer accounts, 23% are held by high-net-worth individuals who have greater than $1 million in investable assets. Lpl Financial LLC performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees are based on which service is provided. However, fee types charged by Lpl Financial LLC can include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

4707 Executive Dr
San Diego, CA 92121-3091

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

CA Average: $16,012,751,954
Total Number of Employees

22,790

CA Average: 118
Total Number of Accounts

786,525

CA Average: 4,567
Average Account Size

$202,281

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Emi Shindo Work History

Emi has 13 years of experience.

2009 - 2011 (2 years)

Uvest Financial Services Inc

2005 - Present (14 years)

Linsco Private Ledger

Disclosures

Emi Shindo has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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