Eric
Nichols

Tcfg Investment Advisors, LLC

CRD#2710703
Investment Advisor
in Laguna Niguel, CA

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About this Advisor

Eric Nichols is a financial advisor working in Laguna Niguel, California with 3 years of industry experience. Nichols is an employee of Tcfg Investment Advisors, LLC. Over the course of their career, Nichols has held roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Thomas J Wolf, CFP®, Tcfg Wealth Management, LLC, Tcfg Investment Advisors, LLC and Tcfg Insurance Solutions, LLC. Nichols maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Arizona, California, Nevada, New Mexico, Ohio and Texas. Tcfg Investment Advisors, LLC is a registered investment company that has its headquarters in Laguna Niguel, CA. The firm has offices in 25 locations and a total of 33 advisors. It manages $451 million in assets under management between its 2,294 customer accounts, making it one of the bigger firms in the nation by assets under management. Of its 2,294 customer accounts, just 5% are held by high-net-worth individuals who have more than $1 million in assets. The firm offers a few services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial advisory services typically are based on which services the firm provides the client. However, fee types billed by Tcfg Investment Advisors, LLC likely are comprised of asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

28202 Cabot Rd Suite 300
Laguna Niguel, CA 92677

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Tcfg Investment Advisors, LLC Brokerage Details

Total Assets Under Management

$450,525,673

CA Average: $7,578,581,321
Total Number of Employees

33

CA Average: 43
Total Number of Accounts

2,294

CA Average: 3,727
Average Account Size

$196,393

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Eric Nichols Work History

Eric has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Tcfg Wealth Management, LLC

2020 - Present (4 years)

Tcfg Investment Advisors, LLC

2020 - Present (4 years)

Tcfg Insurance Solutions, LLC

2019 - 2019 (< 1 year)

Thomas J Wolf, CFP®

2015 - 2019 (4 years)

Morgan Stanley Private Bank, National Association

2009 - 2019 (10 years)

Morgan Stanley Smith Barney

2001 - 2019 (18 years)

Citigroup Global Markets Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Eric Nichols to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tcfg Investment Advisors, LLC

Tommy Fausett
Laguna Niguel, CA
Alysia Lindberg
Camarillo, CA
Michael Halla
Manitowoc, WI
Willy Tan
La Habra, CA
Melanie Pozorski
Laguna Niguel, CA
Matthew Seem
Laguna Niguel, CA
Mathew Hill
Omaha, NE
Michael Herlevi
Laguna Niguel, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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