Erik
Pflaum
Mma Securities LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Erik Pflaum is a financial advisor based in San Diego, California, working with Mma Securities LLC. Erik has previously held positions at Standard Insurance Company, Stancorp Equities, Inc, Stancorp Investment Advisers, Lpl Financial, LLC, Preisz Financial, Sagepoint Financial, Inc, Marsh & Mclennan Agency, The Standard, Lpl Financial, and Mma Securities LLC. Erik has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Erik is part of Mma Securities LLC, which operates out of San Diego, California. The firm has 27 offices and 181 employees. The services offered by the firm include pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Mma Securities LLC includes hourly, fixed, commission-based, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Mma Securities LLC Brokerage Details
181
Investment Advisory Services
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Erik Pflaum Work History
Mma Securities LLC
Marsh & Mclennan Agency
Sagepoint Financial, Inc
Sagepoint Financial, Inc
Lpl Financial, LLC
Preisz Financial
Preisz Financial
Lpl Financial
Standard Insurance Company
Stancorp Equities, Inc
Stancorp Investment Advisers
The Standard
Disclosures
Please visit the SEC profile of Erik Pflaum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mma Securities LLC
Fairburn, GA
San Diego, CA
Boston, MA
Dallas, TX
Boston, MA
San Diego, CA
San Diego, CA
Boston, MA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
