Erik
Pflaum

Mma Securities LLC

CRD#5861482
Investment Advisor
in San Diego, CA
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About this Advisor

Erik Pflaum is a certified financial planner operating in San Diego, California, who has been in the financial industry for 12 years. Pflaum currently works for Mma Securities LLC. Over the course of their career, Pflaum has held roles at Oregon State Univ, Corvallis High School, Unemp, First Investors, Standard Insurance Company, Stancorp Equities, Inc, Stancorp Investment Advisers, Sagepoint Financial, Inc, Lpl Financial, LLC and Preisz Financial. Pflaum maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in California. Mma Securities LLC is a financial advisory business that has its headquarters in San Diego, California. The firm has offices in 10 locations and a total of 45 advisors. Mma Securities LLC offers a set of services, such as pension consulting services, selection of other advisers and educational seminars. Financial management fees usually vary depending on which services the firm provides the client. However, fee types billed by Mma Securities LLC can include any blend of hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

9171 Towne Centre Drive Suite 100
San Diego, CA 92122

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Mma Securities LLC Brokerage Details

Total Number of Employees

45

CA Average: 88

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Investment Advisory Services

  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Erik Pflaum Work History

Erik has 12 years of experience.

2017 - Present (2 years)

Sagepoint Financial, Inc

2017 - Present (2 years)

Marsh & Mclennan Agency

2017 - Present (2 years)

Sagepoint Financial, Inc

2017 - Present (2 years)

Marsh & Mclennan Agency

2016 - 2017 (1 years)

Lpl Financial, LLC

2016 - 2017 (1 years)

Preisz Financial

2016 - 2017 (1 years)

Preisz Financial

2016 - 2017 (1 years)

Lpl Financial

2012 - 2015 (3 years)

Standard Insurance Company

2012 - 2015 (3 years)

Stancorp Equities, Inc

2012 - 2015 (3 years)

Stancorp Investment Advisers

2012 - 2015 (3 years)

The Standard

2010 - 2010 (0 years)

Corvallis High School

2010 - 2010 (0 years)

Unemp

2010 - 2012 (2 years)

First Investors

2010 - 2012 (2 years)

First Investors

2008 - 2010 (2 years)

Oregon State Univ

2006 - 2010 (4 years)

Oregon State University

Disclosures

Erik Pflaum has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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