Ethel
Lopez

First Republic Investment Management, Inc

CRD#5053166
Investment Advisor
in Los Angeles, CA
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About this Advisor

Ethel Lopez is a financial advisor operating in Los Angeles, California, who has been in the advisory business for 13 years. Lopez is on the advisory team at First Republic Investment Management, Inc. Throughout their career, Lopez has worked at First Republic Investment Management, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and First Republic Securities Company, LLC. Lopez has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. First Republic Investment Management, Inc is a registered investment business that has its headquarters in Los Angeles, California. The firm has offices in 17 locations and a total of 495 employees. It manages $74 billion in total assets across its 42,420 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 172 charitable organizations. Of its 42,420 accounts, just 11% belong to high-net-worth clients who have greater than $1 million in assets. First Republic Investment Management, Inc offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on the type of services offered. However, fee types billed by First Republic Investment Management, Inc likely consist of any combination of asset-based, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

1888 Century Park East
Los Angeles, CA 90067-1702

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First Republic Investment Management, Inc Brokerage Details

Total Assets Under Management

$78,291,033,820

CA Average: $7,578,581,321
Total Number of Employees

604

CA Average: 43
Total Number of Accounts

51,546

CA Average: 3,727
Average Account Size

$1,518,858

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ethel Lopez Work History

Ethel has 13 years of experience.

2018 - Present (1 year)

First Republic Investment Management, Inc

2018 - Present (1 year)

First Republic Securities Company, LLC

2005 - 2018 (13 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Ethel Lopez has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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