Frank
Willis

Wells Fargo Clearing Services, LLC

CRD#6050642
Investment Advisor
in Torrance, CA
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About this Advisor

Frank Willis is a financial advisor operating in Torrance, California, with 10 years of professional experience. Willis works at Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at University Of Arizona, Ubs, Merill Lynch, Merrill Lynch, Pierce, Fenner & Smith Inc, Jp Morgan Securities, LLC, Jp Morgan Chase Bank, Bank Of America, N.A and Wells Fargo Clearing Services, LLC. Willis holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in California and Texas. Wells Fargo Clearing Services, LLC is a company operating out of Torrance, California. The investment advisory business has offices in 6,557 locations and a total of 26,409 advisors. It has $473 billion in assets under management across its 1,432,715 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 6,248 charities and foundations. Of its 1,432,715 client accounts, 39% belong to high-net-worth individuals who have at least $1 million in investable assets. Wells Fargo Clearing Services, LLC has a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically vary depending on which services are provided. However, fees billed by Wells Fargo Clearing Services, LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

21323 Hawthorne Blvd
Torrance, CA 90503

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Frank Willis Work History

Frank has 10 years of experience.

2018 - Present (1 year)

Wells Fargo Clearing Services, LLC

2014 - 2014 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2018 (4 years)

Bank Of America, N.A

2013 - 2014 (1 year)

Jp Morgan Securities, LLC

2012 - 2012 (< 1 year)

Ubs

2012 - 2014 (2 years)

Jp Morgan Chase Bank

2011 - 2011 (< 1 year)

Merill Lynch

2011 - 2012 (1 year)

University Of Arizona

2008 - 2011 (3 years)

University Of Arizona

Disclosures

Frank Willis has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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