Gary
Smith

Transamerica Financial Advisors, Inc

CRD#1620923
Investment Advisor
in Fullerton, CA

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About this Advisor

Gary Smith is a chartered financial consultant who works out of Fullerton, California with a total of 7 years of industry experience. Smith is on the advisory team at Transamerica Financial Advisors, Inc. The advisor has gained experience at World Financial Group, United Road, Transamerica Financial Advisors Inc, Alternative Design Insurance Services, Gary A Smith Consulting Agency, Superior Tank Lines, Gary A Smith Insurance Agency, Transamerica Financial Advisors, Inc, Ramos/Strong Transport LLC, Gary Smith Tax Services, Conico Oil Inc, Pilot Flying J, Homesmart Evergreen Realty and Legacy Shield. Smith maintains a Series 63 license, qualifying them as a securities broker, and is able to advise clients in California. Transamerica Financial Advisors, Inc is a financial advisory business operating out of Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 advisors. It has $2 billion in assets across its 59,659 client accounts, making it one of the largest firms in the nation by assets under management. The firm advises 18 charitable organizations. Of its 59,659 accounts, just 2% are associated with high-net-worth investors who have at least $1 million in investable assets. The company performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fees vary depending on which services the firm provides the client. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

1235 N. Harbor Blvd. Suite 235
Fullerton, CA 92832

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CA Average: $1,855,561,029
Total Number of Employees

1,235

CA Average: 62
Total Number of Accounts

59,659

CA Average: 2,474
Average Account Size

$30,430

CA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Gary Smith Work History

Gary has been registered as a financial advisor for 7 years.*

2022 - Present (2 years)

Legacy Shield

2021 - Present (3 years)

Pilot Flying J

2021 - Present (3 years)

Homesmart Evergreen Realty

2018 - Present (6 years)

Gary Smith Tax Services

2016 - Present (8 years)

Transamerica Financial Advisors, Inc

2001 - Present (23 years)

World Financial Group

1986 - Present (38 years)

Gary A Smith Insurance Agency

2018 - 2021 (3 years)

Conico Oil Inc

2017 - 2018 (1 year)

Ramos/Strong Transport LLC

2014 - 2017 (3 years)

Superior Tank Lines

2012 - 2014 (2 years)

Transamerica Financial Advisors Inc

2012 - 2015 (3 years)

Alternative Design Insurance Services

2012 - 2016 (4 years)

Gary A Smith Consulting Agency

2010 - 2014 (4 years)

United Road

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gary Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Patrick Dailey
Rancho Santa Margarita, CA
Weihua Wu
Irvine, CA
Michael Burns
Braintree, MA
Raul Reyes
Woodland Hills, CA
Diego Conejo
Pasadena, CA
David Winn
Bridgeport, MI
Chad Tacia
San Antonio, TX
Edward Peterson
Plano, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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