Gregory
Schmitt

Principal Securities, Inc

CRD#6889454
Investment Advisor
in San Diego, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Gregory Schmitt is a financial advisor who works in San Diego, California who has 1 year of relevant experience. Schmitt is an advisor for Principal Securities, Inc. During their career, the advisor has held roles at Coastal Music Studios, Starbucks, Massmutual Life Insurance Company, Mml Investors Services, LLC, Principal Life Insurance Company and Principal Securities Inc. Schmitt has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in California. Principal Securities, Inc is an advisory company operating out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 financial advisors. It has $9 billion in assets among its 46,075 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 34 charities and foundations. Of its 46,075 customer accounts, just 3% belong to high-net-worth investors who have at least $1 million in investable assets. Principal Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules usually vary depending on which service is provided. Fees charged by Principal Securities, Inc may include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4370 La Jolla Village Dr Ste 1025
San Diego, CA 92122

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

CA Average: $9,259,360,772
Total Number of Employees

1,430

CA Average: 166
Total Number of Accounts

46,075

CA Average: 7,189
Average Account Size

$204,381

CA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Gregory Schmitt Work History

Gregory has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Principal Life Insurance Company

2022 - Present (2 years)

Principal Securities Inc

2018 - 2022 (4 years)

Massmutual Life Insurance Company

2018 - 2022 (4 years)

Mml Investors Services, LLC

2016 - 2022 (6 years)

Coastal Music Studios

2013 - 2017 (4 years)

Starbucks

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gregory Schmitt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

William Daines
Tampa, FL
David Bellia
Raleigh, NC
Jairus Halladay
Milwaukee, WI
Benjamin Eichler
Williamston, MI
Justin Terrell
Bethesda, MD
Michael Adelman
Des Moines, IA
James Henry
Wdm, IA
Conrad Beeler
Lansing, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started