Haim
Shepes
Planmember Securities Corporation
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About this Advisor
Haim Shepes is a financial advisor working in Encino, California with a total of 5 years of relevant experience. Shepes is an advisor for Planmember Securities Corporation. Throughout their career, they have worked at Haim-Shepes Agency, Legend Equities Corporation, Lincoln Investment, Planmember Securities Corporation, Surety Investment Services and Haim Shepes (Self Employed). Shepes has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in California and Texas. Planmember Securities Corporation is a registered investment business headquartered in Carpinteria, CA. It has offices in 350 locations and a total of 459 advisors. It controls $8 billion in assets under management among its 67,968 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 14 charitable organizations. Of its 67,968 customer accounts, just 1% are held by high-net-worth investors who have at least $1 million in investable assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors vary depending on the services. Fee types billed by Planmember Securities Corporation most likely consist of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Planmember Securities Corporation Brokerage Details
$7,530,125,901
459
67,968
$110,789
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Haim Shepes Work History
Haim has been registered as a financial advisor for 5 years.*
Planmember Securities Corporation
Surety Investment Services
Haim Shepes (Self Employed)
Lincoln Investment
Legend Equities Corporation
Haim-Shepes Agency
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Haim Shepes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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