Hamza
Farooquee

Bancwest Investment Services, Inc

CRD#6554985
Investment Advisor
in Santa Ana, CA

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About this Advisor

Hamza Farooquee is an investment advisor located in Santa Ana, California. Currently an advisor with Bancwest Investment Services, Inc, they have gathered 10 years of experience as an investment advisor. Farooquee holds a Series 66 license, which certifies them as both a securities agent and an investment advisor representative. Farooquee is able to operate in California and Nevada. Their career trajectory has included roles at The Natural Hapa, Jp Morgan, Wells Fargo, Raymond James & Associates, Student, Beach Cities Industries, Bancwest Investment Services and Bank Of The West. Bancwest Investment Services, Inc is headquartered in Santa Ana, California, and has 460 offices across the United States. As a company, Bancwest Investment Services, Inc oversees $2 billion in assets throughout 8,995 client accounts and employs more than 343 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 3% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Bancwest Investment Services, Inc can offer portfolio management for individuals and small businesses, selection of other advisers and other services. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

103 East Memory Lane
Santa Ana, CA 92705

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$1,771,143,095

CA Average: $1,978,216,465
Total Number of Employees

343

CA Average: 226
Total Number of Accounts

8,995

CA Average: 7,467
Average Account Size

$196,903

CA Average: $264,928

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Hamza Farooquee Work History

Hamza has 10 years of experience.

2019 - Present (1 year)

Bancwest Investment Services

2019 - Present (1 year)

Bank Of The West

2018 - Present (2 years)

Beach Cities Industries

2015 - 2019 (4 years)

Raymond James & Associates

2014 - 2015 (1 year)

The Natural Hapa

2012 - 2013 (1 year)

Wells Fargo

2010 - 2010 (< 1 year)

Jp Morgan

2010 - 2012 (2 years)

Student

Disclosures

Hamza Farooquee has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Ahmed Eid
Tempe, AZ
Ashley Hamilton
Tempe, AZ
John Mathison
Anoka, MN
Francis Jacobs
Reno, NV
Gianluca Paci
Los Angeles, CA
Taylor Sansoni
Omaha, NE
Alejandro Garcia
Turlock, CA
Jenifer Woolcott
Albuquerque, NM

This content was compiled from the SEC and FINRA.

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