Han
Gu
Kingswood Wealth Advisors, LLC
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About this Advisor
Han Gu is a financial advisor based in San Diego, California, working with Kingswood Wealth Advisors, LLC. Han has previously held positions at Crestwood Capital Management LLC, Nylife Securities LLC, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, New York Life Insurance Co, Cetera Financial Specialists, Cetera Investment Advisers LLC, Madison Fund Services LTD, Kingswood Capital Partners, LLC, and Kingswood Wealth Management, LLC. Han has passed the Series 66 regulatory exam and is registered to provide services in California, Connecticut, Michigan, New Jersey, and New York. Currently, Han is part of Kingswood Wealth Advisors, LLC, which operates out of San Diego, California. The firm has 43 offices and 80 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Kingswood Wealth Advisors, LLC includes asset-based, hourly, and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Kingswood Wealth Advisors, LLC Brokerage Details
$1,042,935,953
80
4,527
$230,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Han Gu Work History
Kingswood Capital Partners, LLC
Kingswood Wealth Management, LLC
Madison Fund Services LTD
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
Cetera Financial Specialists
Cetera Investment Advisers LLC
Nylife Securities LLC
New York Life Insurance Co
Crestwood Capital Management LLC
Disclosures
Please visit the SEC profile of Han Gu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kingswood Wealth Advisors, LLC
San Diego, CA
Henderson, NV
American Fork, UT
San Diego, CA
San Diego, CA
Manhattan Beach, CA
Fullerton, CA
San Diego, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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