Henry
Pena
Tcfg Investment Advisors, LLC
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About this Advisor
Henry Pena is a financial advisor working out of Laguna Niguel, California who has 1 year of industry experience. Pena currently works for Tcfg Investment Advisors, LLC. Throughout their career, Pena has worked at Charles Schwab & Co., Inc, Charles Schwab Bank and Tcfg Wealth Management, LLC. Pena has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Tcfg Investment Advisors, LLC is a financial advisory firm operating out of Laguna Niguel, CA. It has offices in 25 locations and a total of 33 employees. It manages $451 million in total assets among its 2,294 customer accounts, making it one of the larger investment advisory firms in the United States by assets under management. Of its 2,294 accounts, just 5% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Tcfg Investment Advisors, LLC has a set of services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial advice are based on which services the firm provides the client. However, fee types billed by Tcfg Investment Advisors, LLC most likely consist of any blend of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Tcfg Investment Advisors, LLC Brokerage Details
$450,525,673
33
2,294
$196,393
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Henry Pena Work History
Henry has been registered as a financial advisor for 1 years.*
Tcfg Wealth Management , LLC
Charles Schwab Bank
Charles Schwab & Co., Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Henry Pena to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Tcfg Investment Advisors, LLC
Laguna Niguel, CA
Camarillo, CA
La Habra, CA
Manitowoc, WI
Laguna Niguel, CA
Laguna Niguel, CA
Laguna Niguel, CA
Round Hill, VA
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