Herbert
Pease

Mariner Wealth Advisors

CRD#6044132
Investment Advisor
in Danville, CA

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About this Advisor

Herbert Pease is a certified financial planner operating in Danville, California, who has 1 year of relevant experience. Pease is an employee of Mariner Wealth Advisors. During their career, Pease has held roles at Charles Schwab Bank, Charles Schwab & Co., Inc, Hsbc Bank Usa, N.A, Hsbc Securities Usa, Inc, Cavu Wealth Advisors and Mariner Wealth Advisors. Pease maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in California. Mariner Wealth Advisors is a financial advisory firm that has its headquarters in Leawood, KS. The company has offices in 68 locations and a total of 1,465 financial advisors. It manages $66 billion in total assets across its 112,465 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to 128 charitable organizations. Of its 112,465 customer accounts, 34% are held by high-net-worth individuals who have greater than $1 million in investable assets. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fees typically are based on which services the firm provides the client. Fee types billed by Mariner Wealth Advisors most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

145 E. Prospect Ave. Ste. 217
Danville, CA 94526

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Mariner Wealth Advisors Brokerage Details

Total Assets Under Management

$65,874,566,238

CA Average: $2,243,162,756
Total Number of Employees

1,465

CA Average: 44
Total Number of Accounts

112,465

CA Average: 4,091
Average Account Size

$585,734

CA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Herbert Pease Work History

Herbert has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Mariner Wealth Advisors

2020 - 2022 (2 years)

Cavu Wealth Advisors

2019 - 2020 (1 year)

Hsbc Bank Usa, N.A

2019 - 2020 (1 year)

Hsbc Securities Usa, Inc

2013 - 2019 (6 years)

Charles Schwab Bank

2013 - 2019 (6 years)

Charles Schwab & Co., Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Herbert Pease to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Wealth Advisors

Russell Pixler
Sioux Falls, SD
Mark Nothnagel
Leawood, KS
Herbert Pease
Danville, CA
Kayla Creamer
Plano, TX
Michael Mcandrews
Tulsa, OK
Michelle Freres
Littleton, CO
Shaun Newkirk
Leawood, KS
Ashton Lawrence
Greenville, SC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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