Hongze
Chen

Mml Investors Services, LLC

CRD#3095555
Investment Advisor
in Pleasanton, CA

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About this Advisor

Hongze Chen is a financial advisor based in Pleasanton, California, working with Mml Investors Services, LLC. Hongze has previously held positions at Metropolitan Life Insurance Company, Metlife Securities Inc, Massachusetts Mutual Life Insurance Company, and Mml Investors Services, LLC. Hongze has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Hongze is part of Mml Investors Services, LLC, which operates out of Pleasanton, California. The firm has 1,110 offices and 7,130 employees. The firm manages assets totaling $72.8 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Mml Investors Services, LLC includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

6701 Koll Center Parkway Ste 140
Pleasanton, CA 94566

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$72,827,710,537

CA Average: $16,012,751,954
Total Number of Employees

7,130

CA Average: 118
Total Number of Accounts

351,645

CA Average: 4,567
Average Account Size

$207,106

CA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Hongze Chen Work History

2017 - Present (7 years)

Mml Investors Services, LLC

2016 - Present (8 years)

Massachusetts Mutual Life Insurance Company

1999 - 2016 (17 years)

Metropolitan Life Insurance Company

1999 - 2017 (18 years)

Metlife Securities Inc

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Disclosures

Please visit the SEC profile of Hongze Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Lukas Mcelhenie
Sun Prairie, WI
Matthew Sagers
Walnut Creek, CA
James Dixon
Memphis, TN
Joshua Mansavage
Rockford, IL
Ammon Andelin
Emmett, ID
Cole Pine
Vancouver, WA
Stephen Kostyk
Newtown Square, PA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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