Cetera Investment Advisers LLC
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About this Advisor
Horace Lam is a financial advisor based in Rowland Heights, California, with 12 years of experience as a financial advisor. Lam is an advisor for Cetera Investment Advisers LLC. Over the course of their career, they have held roles at Citigroup Global Markets Inc, East West Bank, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Lam has Series 66 and Series 63 licenses, certifying them as a securities representative, and is able to work in California. Cetera Investment Advisers LLC is a registered investment company that has its headquarters in Rowland Heights, California. The company has offices in 1,614 locations and a total of 2,072 advisors. It controls $10 billion in total assets between its 54,906 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 118 charities and foundations. Of its 54,906 customer accounts, just 14% belong to high-net-worth clients who have more than $1 million in assets available to invest. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually vary depending on which service is provided. Fee types charged by Cetera Investment Advisers LLC can be comprised of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Cetera Investment Advisers LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Horace Lam Work History
Horace has 13 years of experience.
Cetera Investment Services LLC
Cetera Investment Advisers LLC
East West Bank
Citigroup Global Markets Inc
Horace Lam has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Cetera Investment Advisers LLC
Beverly Hills, CA
Baton Rouge, LA
New York, NY
San Mateo, CA
Fort Lauderdale, FL