Howard
Hertz
Cetera Investment Advisers LLC
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About this Advisor
Howard Hertz is a certified financial planner based in Pleasanton, California who has 2 years of industry experience. Hertz is an employee of Cetera Investment Advisers LLC. Over the course of their career, Hertz has held roles at Avantax Insurance Agency, LLC, Tri-Valley Funding & Realty, Cfs Income Tax, Howard Hertz Enrolled Agent, Avantax Investment Services, Inc, Tri-Valley Tax & Financial Services, Inc, Cetera Financial Specialists LLC and Cetera Investment Advisers LLC. Hertz maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Texas. Cetera Investment Advisers LLC is a financial advisory company operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 people on staff. It has $33 billion in total assets across its 176,986 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 431 charities and foundations. Of its 176,986 accounts, 23% are associated with high-net-worth investors who have at least $1 million in investable assets. Cetera Investment Advisers LLC has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on which services the firm provides the client. Fee types charged by Cetera Investment Advisers LLC likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Howard Hertz Work History
Howard has been registered as a financial advisor for 2 years.*
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Tri-Valley Tax & Financial Services, Inc
Tri-Valley Funding & Realty
Cfs Income Tax
Howard Hertz Enrolled Agent
Avantax Insurance Agency, LLC
Avantax Investment Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Howard Hertz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
San Marino, CA
Effingham, IL
Philadelphia, PA
Irvine, CA
Athens, AL
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
