Hsien
Lu

Axa Advisors, LLC

CRD#1107481
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Hsien Lu is a financial advisor whose office is in Rowland Heights, California. Currently an advisor with Axa Advisors, LLC, they have accrued 19 years of professional experience as a financial advisor. Lu holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Lu is able to serve customers based out of California. Lu has spent their entire career at Axa Advisors, LLC. Axa Advisors, LLC is headquartered in Rowland Heights, California, and has 844 other locations across the United States. In aggregate, Axa Advisors, LLC manages $15 billion in assets throughout 52,116 accounts and retains more than 5,774 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the nation. The firm manages 8,811 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 34% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Axa Advisors, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

Rowland Heights, CA

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Axa Advisors, LLC Brokerage Details

Total Assets Under Management

$14,671,064,923

CA Average: $7,464,549,021
Total Number of Employees

5,930

CA Average: 88
Total Number of Accounts

53,005

CA Average: 3,892
Average Account Size

$276,786

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Hsien Lu Work History

Hsien has 19 years of experience.

1999 - Present (20 years)

Axa Advisors, LLC

Disclosures

Hsien Lu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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