Hugh
Phillips

Aw Securities

CRD#1816426
Investment Advisor
in Folsom, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Hugh Phillips is a financial advisor based in Folsom, California, working with Aw Securities. Hugh has previously held positions at Securities America, Inc, Hugh B Phillips - Insurance Sales, Securities America Advisors, Inc, Hanson Mcclain Securities, and Hanson Mcclain Advisors. Hugh has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Hugh is part of Aw Securities, which operates out of Folsom, California. The firm has 14 employees and offers other services. The fee structure at Aw Securities includes other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Other

Fee Structure

Others

Office Location

340 Palladio Pkwy Suite 501
Folsom, CA 95630

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Aw Securities Brokerage Details

Total Number of Employees

14

CA Average: 43

Investment Advisory Services

  • Other

Hugh Phillips Work History

2019 - Present (5 years)

Hanson Mcclain Securities

2019 - Present (5 years)

Hanson Mcclain Advisors

2006 - 2019 (13 years)

Securities America Advisors, Inc

1995 - 2019 (24 years)

Securities America, Inc

1988 - 2019 (31 years)

Hugh B Phillips - Insurance Sales

Disclosures

Please visit the SEC profile of Hugh Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aw Securities

Mark Grome
Cincinnatti, OH
Beau Mcguire
Folsom, CA
Kevin Duffy
Folsom, CA
Brady Brandt
Folsom, CA
Cheyenne Walker
Folsom, CA
Daniel Rausch
Grandville, MI
Benjamin Knight
Folsom, CA
Kathleen Carpenter
Folsom, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started