Hui Yao

Transamerica Financial Advisors, Inc

Investment Advisor
in Saratoga, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Hui Yao Lu is a financial advisor working in Saratoga, California who has 6 years of industry experience. Lu is an advisor for Transamerica Financial Advisors, Inc. Throughout their career, Lu has worked at World Financial Group, Choice Properties, Inc, Transamerica Financial Advisors, Inc, Maricopa One Investment, LLC, Everland Investment, LLC, Realiant Financial, Realtyonegroup - World Properties, Lu And Wang Corp, Sandhill Rei, Gold House Realty And Mortgage and Loan 4U. Lu has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in California. Transamerica Financial Advisors, Inc is a financial advisory business operating out of Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 advisors. It manages $2 billion in assets under management across its 59,659 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 18 charities and foundations. Of its 59,659 customer accounts, just 2% belong to high-net-worth clients who have greater than $1 million in investable assets. Transamerica Financial Advisors, Inc has a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

1821 Saratoga Ave Suite 290
Saratoga, CA 95070

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management


CA Average: $1,855,561,029
Total Number of Employees


CA Average: 62
Total Number of Accounts


CA Average: 2,474
Average Account Size


CA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Hui Yao Lu Work History

Hui Yao has been registered as a financial advisor for 6 years.*

2020 - Present (3 years)

Gold House Realty And Mortgage

2019 - Present (4 years)

Lu And Wang Corp

2012 - Present (11 years)

Transamerica Financial Advisors, Inc

2005 - Present (18 years)

Maricopa One Investment, LLC

2005 - Present (18 years)

Everland Investment, LLC

2004 - Present (19 years)

World Financial Group

2019 - 2020 (1 year)

Sandhill Rei

2017 - 2017 (< 1 year)

Realtyonegroup - World Properties

2017 - 2020 (3 years)

Loan 4U

2004 - 2015 (11 years)

Choice Properties, Inc

2002 - 2015 (13 years)

Realiant Financial

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Hui Yao Lu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Qi Dong
Plano, TX
Derrick Choi
Braintree, MA
Michael Burns
Braintree, MA
Weihua Wu
Irvine, CA
David Winn
Bridgeport, MI
Karen Ahn
Draper, UT
Raul Reyes
Woodland Hills, CA
Edward Peterson
Plano, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started