Hui Yao
Lu
Transamerica Financial Advisors, Inc
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About this Advisor
Hui Yao Lu is a financial advisor working in Saratoga, California who has 6 years of industry experience. Lu is an advisor for Transamerica Financial Advisors, Inc. Throughout their career, Lu has worked at World Financial Group, Choice Properties, Inc, Transamerica Financial Advisors, Inc, Maricopa One Investment, LLC, Everland Investment, LLC, Realiant Financial, Realtyonegroup - World Properties, Lu And Wang Corp, Sandhill Rei, Gold House Realty And Mortgage and Loan 4U. Lu has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in California. Transamerica Financial Advisors, Inc is a financial advisory business operating out of Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 advisors. It manages $2 billion in assets under management across its 59,659 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 18 charities and foundations. Of its 59,659 customer accounts, just 2% belong to high-net-worth clients who have greater than $1 million in investable assets. Transamerica Financial Advisors, Inc has a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advisory services typically are based on which services the firm provides the client. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Hui Yao Lu Work History
Hui Yao has been registered as a financial advisor for 6 years.*
Gold House Realty And Mortgage
Lu And Wang Corp
Transamerica Financial Advisors, Inc
Maricopa One Investment, LLC
Everland Investment, LLC
World Financial Group
Sandhill Rei
Realtyonegroup - World Properties
Loan 4U
Choice Properties, Inc
Realiant Financial
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Hui Yao Lu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Plano, TX
Braintree, MA
Braintree, MA
Irvine, CA
Bridgeport, MI
Draper, UT
Woodland Hills, CA
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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