Hung
Sam
Kovack Advisors, Inc
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About this Advisor
Hung Sam is a financial advisor operating in Fort Lauderdale, Florida, who has 2 years of industry experience. Sam works at Kovack Advisors, Inc. Their career trajectory has included roles at Bank Of America, N.A, Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Kovack Advisors, Inc and Kovack Securities, Inc. Sam maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Kovack Advisors, Inc is a registered investment firm headquartered in Fort Lauderdale, FL. The company has offices in 210 locations and a total of 330 people on staff. It manages $4 billion in total assets among its 14,593 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 14,593 customer accounts, just 9% are held by high-net-worth investors who have more than $1 million in investable assets. Kovack Advisors, Inc offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules largely vary depending on which services the firm provides the client. Fee types charged by Kovack Advisors, Inc most likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kovack Advisors, Inc Brokerage Details
$3,650,695,824
330
14,593
$250,168
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Hung Sam Work History
Hung has been registered as a financial advisor for 2 years.*
Kovack Securities, Inc
Kovack Advisors, Inc
Wells Fargo Advisors, LLC
Wells Fargo Clearing Services, LLC
Bank Of America, N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Hung Sam to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kovack Advisors, Inc
Fort Lauderdale, FL
Lake Oswego, OR
Fort Lauderdale, FL
Fort Lauderdale, FL
Brookfield, WI
Fort Lauderdale, FL
Santa Barbara, CA
Macon, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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