Ian
Brown

Thrivent Investment Management Inc

CRD#6573441
Investment Advisor
in Newbury Park, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Ian Brown is a financial advisor based in Newbury Park, California, working with Thrivent Investment Management Inc. Ian has previously held positions at West Oak Capital, LLC, Marmalade Cafe, The Grill On The Alley/Grill Concepts, Inc, Merrill Lynch, The Strategy Partners Inc, J.P. Morgan Securities LLC, Jp Morgan Chase Bank, N.A, Bank Of America Corporation, Thrivent Investment Management Inc, and Thrivent Financial. Ian has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Ian is part of Thrivent Investment Management Inc, which operates out of Newbury Park, California. The firm has 1,111 offices and 3,596 employees. The firm manages assets totaling $14.8 billion and serves high-net-worth clients. The services offered by the firm include financial planning services and portfolio management for individuals and small businesses. The fee structure at Thrivent Investment Management Inc includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3255 Old Conejo Road Ste 201
Newbury Park, CA 91320

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$14,813,761,600

CA Average: $5,289,111,388
Total Number of Employees

3,596

CA Average: 157
Total Number of Accounts

42,439

CA Average: 8,262
Average Account Size

$349,060

CA Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Ian Brown Work History

2019 - Present (5 years)

Thrivent Investment Management Inc

2019 - Present (5 years)

Thrivent Financial

2018 - 2019 (1 year)

J.P. Morgan Securities LLC

2018 - 2019 (1 year)

Jp Morgan Chase Bank, N.A

2016 - 2018 (2 years)

West Oak Capital, LLC

2015 - 2015 (< 1 year)

Merrill Lynch

2015 - 2015 (< 1 year)

The Strategy Partners Inc

2015 - 2015 (< 1 year)

Bank Of America Corporation

2013 - 2016 (3 years)

The Grill On The Alley/Grill Concepts, Inc

2012 - 2016 (4 years)

Marmalade Cafe

Disclosures

Please visit the SEC profile of Ian Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thrivent Investment Management Inc

Toniette Flint
Watertown, WI
Kevin White
Blue Springs, MO
Grant Mengel
Schenectady, NY
Benjamin Tamms
Waukesha, WI
Rachel French
Astoria, OR
Justin Keeler
Federal Way, WA
Simon Blattstein
Schenectady, NY
James Dugan
Knoxville, TN

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started