James
Chase

Highpoint Planning Partners

CRD#4720062
Investment Advisor
in Irvine, CA

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About this Advisor

James Chase is a financial advisor who works in Irvine, California with a total of 2 years of relevant experience. Chase is an employee of Highpoint Planning Partners. Over the course of their career, Chase has held roles at Metlife Securities Inc, Lpl Financial LLC, Level Four Advisory Services and Highpoint Advisor Group. Chase maintains Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to work in California, Illinois and Texas. Highpoint Planning Partners is a registered investment firm that has its headquarters in Downers Grove, IL. The investment advisory business has offices in 66 locations and a total of 104 advisors. It has $3 billion in assets under management between its 7,877 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 20 charities and foundations. Of its 7,877 accounts, 32% are associated with high-net-worth clients who have at least $1 million in investable assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on which services the firm provides the client. However, fees billed by Highpoint Planning Partners most likely include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1 Park Plaza Suite 600
Irvine, CA 92614

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Highpoint Planning Partners Brokerage Details

Total Assets Under Management

$2,569,000,000

CA Average: $6,674,516,078
Total Number of Employees

104

CA Average: 44
Total Number of Accounts

7,877

CA Average: 2,564
Average Account Size

$326,139

CA Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Chase Work History

James has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Highpoint Advisor Group

2013 - Present (11 years)

Lpl Financial LLC

2014 - 2021 (7 years)

Level Four Advisory Services

2009 - 2013 (4 years)

Metlife Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Chase to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Highpoint Planning Partners

Erin Carter
Downers Grove, IL
Ann Greenberg
Chicago, IL
Robert Eberlin
Des Plaines, IL
Arash Kadivar
Downers Grove, IL
Annette Findling
Downers Grove, IL
Peter Lesnik
Downers Grove, IL
Gerran Batterberry
Downers Grove, IL
Steven Fronrath
Troy, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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