James
Johnson

Nwf Advisory Services Inc

CRD#5551678
Investment Advisor
in Irvine, CA

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About this Advisor

James Johnson is a financial advisor who works out of Irvine, California who has 4 years of industry experience. Johnson works at Nwf Advisory Services Inc. Over the course of their career, they have held roles at Edward Jones and Royal Alliance. Johnson maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and is able to advise clients in California. Nwf Advisory Services Inc is a registered investment company based out of Los Angeles, CA. It has offices in 37 locations and just three employees. It has $3 billion in total assets between its 6,090 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees largely vary depending on which services the firm provides the client. Fee types billed by Nwf Advisory Services Inc likely are comprised of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

6 Laketrail
Irvine, CA 92604

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Nwf Advisory Services Inc Brokerage Details

Total Assets Under Management

$2,864,723,851

CA Average: $7,578,581,321
Total Number of Employees

3

CA Average: 43
Total Number of Accounts

6,090

CA Average: 3,727
Average Account Size

$470,398

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Johnson Work History

James has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Royal Alliance

2013 - 2019 (6 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Johnson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nwf Advisory Services Inc

James Johnson
Irvine, CA
Woong Kim
Los Angeles, CA
Luka Pavlina
Kingsburg, CA
Megan Takagi
Honolulu, HI
Gleb Reynlib
Menlo Park, CA
Daniela Aljawad
Los Angeles, CA
Sheryl Diane Rados
Newport Beach, CA
Gregory Enloe
Kingsburg, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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