Summit Financial Group Inc
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About this Advisor
James Lindsay is a financial advisor operating in Carlsbad, California, who has been in the industry for 15 years. Lindsay is an advisor for Summit Financial Group Inc. Throughout their career, they have worked at Linsco Private Ledger, Summit Brokerage Services, Cetera Advisor Networks LLC and Summit Financial Group Inc. Lindsay holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Summit Financial Group Inc is an advisory firm operating in Carlsbad, California. The investment advisory business has offices in 244 locations and a total of 353 employees. It has $3 billion in assets under management among its 15,944 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 15,944 customer accounts, just 6% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Summit Financial Group Inc performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on which services are provided. Fee types billed by Summit Financial Group Inc most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Summit Financial Group Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Lindsay Work History
James has 16 years of experience.
Cetera Advisor Networks LLC
Summit Financial Group Inc
Summit Brokerage Services
Linsco Private Ledger
James Lindsay has disclosures.
Please visit their SEC profile for more details.
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