Summit Financial Group Inc

Investment Advisor
in Carlsbad, CA

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About this Advisor

James Lindsay is a financial advisor operating in Carlsbad, California, who has been in the industry for 15 years. Lindsay is an advisor for Summit Financial Group Inc. Throughout their career, they have worked at Linsco Private Ledger, Summit Brokerage Services, Cetera Advisor Networks LLC and Summit Financial Group Inc. Lindsay holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Summit Financial Group Inc is an advisory firm operating in Carlsbad, California. The investment advisory business has offices in 244 locations and a total of 353 employees. It has $3 billion in assets under management among its 15,944 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 15,944 customer accounts, just 6% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Summit Financial Group Inc performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically vary depending on which services are provided. Fee types billed by Summit Financial Group Inc most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

2888 Loker Ave E Ste 317
Carlsbad, CA 92010

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Summit Financial Group Inc Brokerage Details

Total Assets Under Management


CA Average: $1,855,561,029
Total Number of Employees


CA Average: 62
Total Number of Accounts


CA Average: 2,474
Average Account Size


CA Average: $750,025

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Lindsay Work History

James has 16 years of experience.

2019 - Present (1 year)

Cetera Advisor Networks LLC

2012 - Present (8 years)

Summit Financial Group Inc

2012 - 2019 (7 years)

Summit Brokerage Services

2004 - 2012 (8 years)

Linsco Private Ledger


James Lindsay has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Summit Financial Group Inc

Erin Egesdal
Honolulu, HI
Hitesh Patel
Warren, NJ
Craig Emerson
Englewood, CO
Thomas Oldt
Winter Haven, FL
Richard Mercado
Gaithersburg, MD
Stephen Tyson
Boynton Beach, FL
Carol Scatolini
Wilbraham, MA
David Menegus
Bend, OR

This content was compiled from the SEC and FINRA.

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