James
Lopes
Hbw Advisory Services LLC
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About this Advisor
James Lopes is a financial advisor who works in Santa Rosa, California with a total of 10 years of relevant experience. Lopes works at Hbw Advisory Services LLC. Throughout their career, they have worked at Hbw Securities LLC, Hbw Insurance And Financial Services, Inc, Lopes Financial Services, Hbw Advisory Services LLC and Cetera Advisor Networks, LLC. Lopes has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Hbw Advisory Services LLC is an advisory firm headquartered in Simi Valley, CA. The firm has offices in 49 locations and a total of 65 people on staff. It has $1 billion in total assets across its 11,853 client accounts, making it one of the larger firms in the nation by assets under management. Of its 11,853 client accounts, just 1% belong to high-net-worth clients who have greater than $1 million in investable assets. The company performs a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services largely vary depending on the type of financial services offered. However, fees billed by Hbw Advisory Services LLC most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hbw Advisory Services LLC Brokerage Details
$1,019,551,088
65
11,853
$86,016
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
James Lopes Work History
James has been registered as a financial advisor for 10 years.*
Cetera Advisor Networks, LLC
Hbw Advisory Services LLC
Lopes Financial Services
Hbw Insurance And Financial Services, Inc
Hbw Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Lopes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hbw Advisory Services LLC
Simi Valley, CA
Saratoga Springs, NY
Simi Valley, CA
Simi Valley, CA
Corona, CA
Oxnard, CA
Simi Valley, CA
Simi Valley, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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