James
Mustard
Planmember Securities Corporation
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About this Advisor
James Mustard is a financial advisor based in Carpinteria, California, working with Planmember Securities Corporation. James has previously held positions at Legend Equities Corporation, Lincoln Investment, Planmember Securities Corporation, United Financial Northwest LLC, Mustard Financial Services, Inc, and James P. Mustard. James has passed the Series 63 regulatory exam and is registered to provide services in Oregon. Currently, James is part of Planmember Securities Corporation, which operates out of Carpinteria, California. The firm has 350 offices and 427 employees. The firm manages assets totaling $8.3 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Planmember Securities Corporation includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Planmember Securities Corporation Brokerage Details
$8,275,617,707
427
69,347
$119,336
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
James Mustard Work History
Planmember Securities Corporation
United Financial Northwest LLC
Mustard Financial Services, Inc
James P. Mustard
Lincoln Investment
Legend Equities Corporation
Disclosures
Please visit the SEC profile of James Mustard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Carpinteria, CA
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Carpinteria, CA
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