Ubs Financial Services Inc
About this Advisor
James Patrick is a financial advisor working out of Mill Valley, California, with 22 years of work experience. Patrick works at Ubs Financial Services Inc. During their career, Patrick has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Ubs Financial Services Inc. Patrick has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in California and Texas. Ubs Financial Services Inc is a financial advisory business headquartered in Mill Valley, California. The firm has offices in 369 locations and a total of 12,710 advisors. It manages $692 billion in total assets between its 1,073,865 accounts, making it one of the largest firms in the United States by assets under management. The firm advises 5,584 charities and foundations. Of its 1,073,865 client accounts, 66% belong to high-net-worth individuals who have more than $1 million in assets. Ubs Financial Services Inc offers a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fee schedules depend on which services are provided. However, fee types billed by Ubs Financial Services Inc can include some combination of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
James Patrick Work History
James has 22 years of experience.
Ubs Financial Services Inc
Bank Of America,N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
James Patrick has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
San Diego, CA
New York, NY
Wellesley Hills, MA
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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