James
Patrick
Ubs Financial Services Inc
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About this Advisor
James Patrick is a financial advisor working out of Mill Valley, California who has 4 years of relevant experience. Patrick is an employee of Ubs Financial Services Inc. Patrick has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Ubs Financial Services Inc. Patrick has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California and Texas. Ubs Financial Services Inc is an advisory business headquartered in Weehawken, NJ. The firm has offices in 369 locations and a total of 13,059 advisors. It has $601 billion in assets across its 1,077,471 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides financial advice to 8,062 charitable organizations. Of its 1,077,471 accounts, 65% are held by high-net-worth individuals who have at least $1 million in investable assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors depend on the type of financial services. However, fee types billed by Ubs Financial Services Inc may include any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ubs Financial Services Inc Brokerage Details
$600,808,847,012
13,059
1,077,471
$557,610
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
James Patrick Work History
James has been registered as a financial advisor for 4 years.*
Ubs Financial Services Inc
Bank Of America,N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Patrick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ubs Financial Services Inc
Miami, FL
Short Hills, NJ
Asheville, NC
Short Hills, NJ
Watertown, NY
Chesterfield, MO
Miami, FL
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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