James
Patton

Independent Financial Group, LLC

CRD#1273893
Investment Advisor
in Woodland Hills, CA
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About this Advisor

James Patton is an investment advisor who is based in Woodland Hills, California. Currently an investment advisor at Independent Financial Group, LLC, they have gathered 10 years of work experience in the financial advisory industry. Patton has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Patton is able to act as a financial advisor based out of California and Louisiana. Their career trajectory has included roles at Lpl Financial, LLC, National Planning Corporation and Independent Financial Group. Independent Financial Group, LLC is headquartered in Woodland Hills, California, and has 364 brick-and-mortar locations in the country. In aggregate, Independent Financial Group, LLC oversees $3 billion in assets dispersed across 11,983 client accounts and retains more than 680 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. The firm manages 10,271 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Independent Financial Group, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

21900 Burbank Blvd. Ste. 3014
Woodland Hills, CA 91367

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

James Patton Work History

James has 10 years of experience.

2017 - Present (2 years)

Independent Financial Group

2014 - 2017 (3 years)

National Planning Corporation

2008 - 2014 (6 years)

Lpl Financial, LLC

Disclosures

James Patton has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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