James
Tanner
Saratoga Research & Investment Management
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About this Advisor
James Tanner is a financial advisor operating in Saratoga, California with a total of 13 years of relevant experience. Tanner is on the advisory team at Saratoga Research & Investment Management. They have worked at Saratoga Research & Investment Management for their whole career. Tanner maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in California and Washington. Saratoga Research & Investment Management is a financial advisory firm based out of Saratoga, CA. It has offices in five locations and a total of 23 people on staff. It administers $3 billion in assets between its 3,287 accounts, placing it among the largest firms in the nation by assets under management. The firm advises 47 charities and foundations. Of its 3,287 accounts, just 12% are associated with high-net-worth clients who have more than $1 million in investable assets. Saratoga Research & Investment Management offers a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and other services. Financial management fee schedules typically are based on which service is provided. Fee types charged by Saratoga Research & Investment Management typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Saratoga Research & Investment Management Brokerage Details
$2,603,780,552
23
3,287
$792,145
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Other
James Tanner Work History
James has been registered as a financial advisor for 13 years.*
Saratoga Research & Investment Management
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Tanner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Saratoga, CA
Saratoga, CA
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
