Jason
Chiu

Cetera Investment Advisers LLC

CRD#4163596
Investment Advisor
in Rowland Heights, CA
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About this Advisor

Jason Chiu is an investment advisor based in Rowland Heights, California. Currently a registered advisor with Cetera Investment Advisers LLC, they have accrued 11 years of professional experience. Chiu maintains Series 63 and Series 66 licenses, qualifying them as a securities representative. Chiu can serve customers based out of California. Their career trajectory has included roles at E*Trade Securities LLC, E*Trade Capital Management LLC, Wells Fargo Bank, Wells Fargo Investments, LLC, Citigroup, East West Bank, Cetera Investment Services LLC and Cetera Investment Adviser LLC. Cetera Investment Advisers LLC is headquartered in Rowland Heights, California, and operates out of 1,938 offices in the nation. In total, Cetera Investment Advisers LLC manages $10 billion in assets throughout 51,335 client accounts and retains more than 1,951 people. The firm's total assets under management places it among the largest firms in the nation. The firm manages 44,320 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 12% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Cetera Investment Advisers LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

18645 E Gale Ave #10
Rowland Heights, CA 91748

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$10,324,028,419

CA Average: $6,674,516,078
Total Number of Employees

2,072

CA Average: 44
Total Number of Accounts

54,906

CA Average: 2,564
Average Account Size

$188,031

CA Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jason Chiu Work History

Jason has 11 years of experience.

2014 - Present (5 years)

East West Bank

2014 - Present (5 years)

Cetera Investment Services LLC

2014 - Present (5 years)

Cetera Investment Adviser LLC

2010 - 2014 (4 years)

Citigroup

2009 - 2009 (< 1 year)

E*Trade Capital Management LLC

2009 - 2009 (< 1 year)

Wells Fargo Bank

2009 - 2009 (< 1 year)

Wells Fargo Investments, LLC

2007 - 2009 (2 years)

E*Trade Securities LLC

Disclosures

Jason Chiu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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