Jeffrey
Dockan

Unionbanc Investment Services, LLC

CRD#3201385
Investment Advisor
in San Diego, CA
Are you Jeffrey Dockan? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Jeffrey Dockan is an investment advisor whose office is in San Diego, California. Currently a registered investment advisor with Unionbanc Investment Services, LLC, Dockan has 17 years of work experience in the financial advisory industry. Dockan maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Dockan is registered to work with investors in California. Dockan has spent their complete career at Unionbanc Investment Services, LLC. Unionbanc Investment Services, LLC is headquartered in San Diego, California, and has 347 additional offices in the United States. In aggregate, Unionbanc Investment Services, LLC oversees $1 billion in assets dispersed across 4,151 client accounts and retains more than 634 people. The level of assets currently under the firm's management places it among the larger investment advisory firms in the nation. The firm manages 3,785 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Unionbanc Investment Services, LLC offers portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

4660 La Jolla Village Drive, Suite 175
San Diego, CA 92122-4600

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Unionbanc Investment Services, LLC Brokerage Details

Total Assets Under Management

$1,192,718,675

CA Average: $7,578,581,321
Total Number of Employees

634

CA Average: 43
Total Number of Accounts

4,151

CA Average: 3,727
Average Account Size

$287,333

CA Average: $2,033,427

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Jeffrey Dockan Work History

Jeffrey has 17 years of experience.

2001 - Present (18 years)

Unionbanc Investment Services

Disclosures

Jeffrey Dockan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started