Jeffrey
Tanaka
Pruco Securities, LLC
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About this Advisor
Jeffrey Tanaka is a financial advisor based in San Jose, California with 2 years of industry experience. Tanaka is an advisor for Pruco Securities, LLC. Throughout their career, Tanaka has worked at Clinical Labs Of Hawaii, Northwestern Mutual Investment Services LLC, Edward Jones, Northwestern Mutual Life Insurance Company, Northwestern Mutual Wealth Management Company, Pruco Securities, LLC and Prudential Insurance Company Of America. Tanaka maintains Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Hawaii. Pruco Securities, LLC is a registered investment firm that has its headquarters in Newark, NJ. The investment advisory business has offices in 42 locations and a total of 2,500 financial advisors. It controls $14 billion in total assets between its 106,737 customer accounts, placing it among the largest firms in the nation by assets under management. Of its 106,737 accounts, just 1% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Pruco Securities, LLC has a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees largely are based on which services the firm provides the client. However, fees billed by Pruco Securities, LLC can be comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pruco Securities, LLC Brokerage Details
$14,029,321,422
2,500
106,737
$131,438
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Jeffrey Tanaka Work History
Jeffrey has been registered as a financial advisor for 2 years.*
Pruco Securities, LLC
Prudential Insurance Company Of America
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services LLC
Northwestern Mutual Investment Services LLC
Edward Jones
Northwestern Mutual Life Insurance Company
Clinical Labs Of Hawaii
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jeffrey Tanaka to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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