Jeffrey
Yau
Morgan Stanley
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About this Advisor
Jeffrey Yau is a financial advisor based in Laguna Niguel, California with a total of 1 year of relevant experience. Yau works at Morgan Stanley. Throughout their career, they have worked at Charles Schwab & Co., Inc, Charles Schwab, Td Ameritrade, Kohlls Pharmacy, Crystal Jade, Fernando Sanchez, Brett Bissell, Robert Grimm, Northwestern Mutual Investment Services LLC, Northwestern Mutual Wealth Management Services and Morgan Stanley. Yau has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in California. Morgan Stanley is a registered investment firm operating out of Purchase, NY. The company has offices in 930 locations and a total of 28,000 people on staff. It manages $1 trillion in assets among its 2,233,188 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 30,383 charities and foundations. Of its 2,233,188 accounts, just 1% are held by high-net-worth clients who have at least $1 million in assets available to invest. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice usually vary depending on the type of services. However, fees charged by Morgan Stanley likely are comprised of any blend of asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
$1,185,061,196,999
28,000
2,233,188
$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Jeffrey Yau Work History
Jeffrey has been registered as a financial advisor for 1 years.*
Morgan Stanley
Fernando Sanchez
Brett Bissell
Robert Grimm
Northwestern Mutual Investment Services LLC
Northwestern Mutual Wealth Management Services
Charles Schwab & Co., Inc
Charles Schwab
Td Ameritrade
Kohlls Pharmacy
Crystal Jade
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jeffrey Yau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
Rockport, TX
Paramus, NJ
Miami, FL
Purchase, NY
Walnut Creek, CA
Laguna Niguel, CA
Pueblo, CO
Yakima, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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