Joel
Balam
Lpl Financial LLC
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About this Advisor
Joel Balam is a financial advisor operating in Modesto, California who has 6 years of industry experience. Balam currently works for Lpl Financial LLC. During their career, Balam has held roles at Principal Life Insurance Co, Princor Financial Services Corp and Lpl Financial, LLC. Balam holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Texas. Lpl Financial LLC is a financial advisory business based in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 people on staff. It oversees $368 billion in assets across its 1,688,501 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth investors who have greater than $1 million in assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely are based on the financial services. However, fees billed by Lpl Financial LLC likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Joel Balam Work History
Joel has been registered as a financial advisor for 6 years.*
Lpl Financial, LLC
Principal Life Insurance Co
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joel Balam to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Naperville, IL
Lawrenceburg, IN
Bridgeport, CT
Oldsmar, FL
Sea Girt, NJ
Waukesha, WI
Purchase, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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