Ubs Financial Services Inc
About this Advisor
John D'Amico is a financial advisor operating out of Mill Valley, California, who has been in the financial industry for 22 years. D'Amico currently works for Ubs Financial Services Inc. During their career, D'Amico has held roles at Merrill Lynch, Pierce, Fenner & Smith, Inc, Bank Of America, Na and Ubs Financial Services Inc. D'Amico has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in California and Texas. Ubs Financial Services Inc is an advisory firm headquartered in Mill Valley, California. The firm has offices in 369 locations and a total of 12,710 employees. It manages $692 billion in total assets between its 1,073,865 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 5,584 charities and foundations. Of its 1,073,865 client accounts, 66% belong to high-net-worth clients who have more than $1 million in assets available to invest. The business performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fees usually depend on the services offered. Fee types charged by Ubs Financial Services Inc may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
John D'Amico Work History
John has 22 years of experience.
Ubs Financial Services Inc
Bank Of America, Na
Merrill Lynch, Pierce, Fenner & Smith, Inc
John D'Amico has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
San Diego, CA
New York, NY
Wellesley Hills, MA
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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