Ubs Financial Services Inc
About this Advisor
John Pruess is a financial advisor who works in Mill Valley, California, who has 14 years of experience as a financial advisor. Pruess is an employee of Ubs Financial Services Inc. The advisor has gained experience at Credit Suisse Securities (Usa) LLC and Ubs Financial Services Inc. Pruess maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is approved to work in California and Texas. Ubs Financial Services Inc is a registered investment business that has its headquarters in Mill Valley, California. The firm has offices in 369 locations and a total of 12,710 financial advisors. It oversees $692 billion in assets between its 1,073,865 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to 5,584 charities and foundations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth investors who have more than $1 million in investable assets. Ubs Financial Services Inc provides a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules vary depending on which services the firm provides the client. Fee types charged by Ubs Financial Services Inc most likely consist of any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
John Pruess Work History
John has 14 years of experience.
Ubs Financial Services Inc
Credit Suisse Securities (Usa) LLC
John Pruess has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Los Angeles, CA
San Diego, CA
New York, NY
Wellesley Hills, MA
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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