Joseph
Duca

7 Streets Financial, LLC

CRD#4563712
Investment Advisor
in San Ramon, CA

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About this Advisor

Joseph Duca is a financial advisor who is based in San Ramon, California. Currently a registered advisor at 7 Streets Financial, LLC, they have accrued 15 years of professional experience. Duca maintains a Series 66 license, which certifies the advisor as both a securities agent and an investment advisor representative. Duca can work with clients based out of California. The advisor has gained experience at Securities America, Inc, Coghlan Financial Group, Inc, Lpl Financial, LLC, Blueprint Wealth Partners, LLC and 7 Streets Financial, LLC. 7 Streets Financial, LLC is headquartered in San Ramon, California. In total, 7 Streets Financial, LLC manages $120 million in assets throughout 375 accounts and employs five staff members. The level of assets currently under the firm's management places it among the mid-sized investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 25% of the advisor firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. 7 Streets Financial, LLC offers financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

5000 Executive Parkway Suite 290
San Ramon, CA 94583

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7 Streets Financial, LLC Brokerage Details

Total Assets Under Management

$120,000,000

CA Average: $7,578,581,321
Total Number of Employees

5

CA Average: 43
Total Number of Accounts

375

CA Average: 3,727
Average Account Size

$320,000

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Joseph Duca Work History

Joseph has 15 years of experience.

2016 - Present (6 years)

7 Streets Financial, LLC

2011 - Present (11 years)

Lpl Financial, LLC

2011 - 2016 (5 years)

Blueprint Wealth Partners, LLC

2007 - 2011 (4 years)

Coghlan Financial Group, Inc

2005 - 2011 (6 years)

Securities America, Inc

Disclosures

Joseph Duca has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at 7 Streets Financial, LLC

Travis Lewis
San Ramon, CA
Joseph Duca
San Ramon, CA

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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