Joseph
Duca

7 Streets Financial, LLC

CRD#4563712
Investment Advisor
in San Ramon, CA

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About this Advisor

Joseph Duca is a financial advisor based in San Ramon, California, who has 11 years in the industry. Duca is currently employed by 7 Streets Financial, LLC. Their career trajectory has included roles at Lpl Financial, LLC, Blueprint Wealth Partners, LLC and 7 Streets Financial, LLC. Duca maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California. 7 Streets Financial, LLC is a financial advisory business that has its headquarters in San Ramon, California. The company has just five employees. It administers $100 million in total assets across its 275 client accounts, making it one of the smaller firms in the nation by assets under management. Of its 275 accounts, just 11% are associated with high-net-worth investors who have at least $1 million in investable assets. 7 Streets Financial, LLC offers a set of services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. Financial management fee schedules typically depend on which services the firm provides the client. Fees charged by 7 Streets Financial, LLC can be comprised of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

5000 Executive Parkway Suite 290
San Ramon, CA 94583

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7 Streets Financial, LLC Brokerage Details

Total Assets Under Management

$100,000,000

CA Average: $7,578,581,321
Total Number of Employees

5

CA Average: 43
Total Number of Accounts

275

CA Average: 3,727
Average Account Size

$363,636

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Joseph Duca Work History

Joseph has 11 years of experience.

2016 - Present (6 years)

7 Streets Financial, LLC

2011 - Present (11 years)

Lpl Financial, LLC

2011 - 2016 (5 years)

Blueprint Wealth Partners, LLC

Disclosures

Joseph Duca has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at 7 Streets Financial, LLC

Travis Lewis
San Ramon, CA
Joseph Duca
San Ramon, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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