Josiah
Ball

Western International Securities, Inc

CRD#7001145
Investment Advisor
in Northridge, CA

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About this Advisor

Josiah Ball is a financial advisor based in Northridge, California who has 1 year of relevant experience. Ball currently works for Western International Securities, Inc. During their career, the advisor has held roles at Independent Capital Management, Sagepoint Financial, Inc, San Bernardino Valley College, Liberty University, Splash Kingdom, Durham School Services, Cajon Valley Union School District, The Salvation Army, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc and Western International Securities, Inc. Ball maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in California. Western International Securities, Inc is a registered investment business that has its headquarters in Pasadena, CA. The firm has offices in 119 locations and a total of 424 financial advisors. It handles $4 billion in assets among its 12,253 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 28 charitable organizations. Of its 12,253 customer accounts, just 5% are associated with high-net-worth investors who have greater than $1 million in assets. Western International Securities, Inc has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fee schedules are based on which service is offered. Fee types charged by Western International Securities, Inc can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9301 Corbin Ave. Ste. 1800
Northridge, CA 91324

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Western International Securities, Inc Brokerage Details

Total Assets Under Management

$3,479,601,807

CA Average: $7,578,581,321
Total Number of Employees

424

CA Average: 43
Total Number of Accounts

12,253

CA Average: 3,727
Average Account Size

$283,980

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Josiah Ball Work History

Josiah has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Western International Securities, Inc

2019 - 2022 (3 years)

Cambridge Investment Research, Inc

2019 - 2022 (3 years)

Cambridge Investment Research Advisors, Inc

2018 - 2019 (1 year)

Independent Capital Management

2018 - 2019 (1 year)

Sagepoint Financial, Inc

2015 - 2018 (3 years)

Liberty University

2014 - 2014 (< 1 year)

Cajon Valley Union School District

2014 - 2018 (4 years)

The Salvation Army

2013 - 2013 (< 1 year)

Splash Kingdom

2013 - 2014 (1 year)

Durham School Services

2010 - 2014 (4 years)

San Bernardino Valley College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Josiah Ball to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Western International Securities

Ivan Parry
Pasadena, CA
Given Kutz
Northridge, CA
Brian Schwartz
Woodland Hills, CA
George Sinanis
Westlake Village, CA
Noriko Ikeda
Crystal Bay, NV
Michael Gorak
Pasadena, CA
Norma Cunanan
Pasadena, CA
Allen Solis
Westlake Village, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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