Joy Anne Marie
Gonzales
Rockefeller Financial LLC
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About this Advisor
Joy Anne Marie Gonzales is a financial advisor operating out of Newport Beach, California who has 1 year of industry experience. Gonzales is an employee of Rockefeller Financial LLC. Over the course of their career, they have held roles at J.P. Morgan Chase Bank, N.A, J.P. Morgan Securities, LLC, Macy'S, Bank Of America, Hollister Co, Victoria'S Secret, Rockefeller Financial LLC and Merrill Lynch. Gonzales holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is approved to operate in California and Texas. Rockefeller Financial LLC is a registered investment firm based out of New York, NY. The firm has offices in 39 locations and a total of 531 financial advisors. It administers $35 billion in total assets among its 46,727 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 215 charitable organizations. Of its 46,727 client accounts, 29% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Rockefeller Financial LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically vary depending on the type of financial services. However, fee types charged by Rockefeller Financial LLC can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Joy Anne Marie Gonzales Work History
Joy Anne Marie has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Merrill Lynch
J.P. Morgan Chase Bank, N.A
J.P. Morgan Securities, LLC
Bank Of America
Bank Of America
Macy'S
Victoria'S Secret
Hollister Co
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joy Anne Marie Gonzales to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Chicago, IL
Atlanta, GA
Atlanta, GA
San Francisco, CA
St. Augustine, FL
Cincinnati, OH
Los Gatos, CA
Los Angeles, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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