Judy
Maxwell

Mutual Of Omaha Investor Services, Inc

CRD#2652664
Investment Advisor
in Concord, CA

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About this Advisor

Judy Maxwell is a chartered financial consultant operating out of Concord, California with a total of 13 years of industry experience. Maxwell is currently employed by Mutual Of Omaha Investor Services, Inc. Maxwell has gained experience at Mutual/United Of Omaha Insurance Company and Mutual Of Omaha Investor Services, Inc. Maxwell holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Mutual Of Omaha Investor Services, Inc is a registered investment business that has its headquarters in Omaha, NE. The company has offices in 114 locations and a total of 320 employees. It administers $14 million in assets under management among its 92 accounts, making it one of the smaller financial advisory firms in the nation by assets under management. The firm provides financial advice to 10 charitable organizations. Of its 92 client accounts, 16% belong to high-net-worth individuals who have more than $1 million in investable assets. The firm performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors are based on which service is offered. However, fees charged by Mutual Of Omaha Investor Services, Inc can be comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1390 Willow Pass Road Ste 1040
Concord, CA 94520

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Mutual Of Omaha Investor Services, Inc Brokerage Details

Total Assets Under Management

$14,275,270

CA Average: $1,978,216,465
Total Number of Employees

320

CA Average: 226
Total Number of Accounts

92

CA Average: 7,467
Average Account Size

$155,166

CA Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Judy Maxwell Work History

Judy has been registered as a financial advisor for 13 years.*

1993 - Present (31 years)

Mutual/United Of Omaha Insurance Company

1993 - Present (31 years)

Mutual Of Omaha Investor Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Judy Maxwell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mutual Of Omaha Investor Services, Inc

Thomas May
Concord, CA
Suzanne Odonnell
Omaha, NE
Matthew Dodd
Phoenix, AZ
Lucas May
Omaha, NE
Nicholas Digilio
Omaha, NE
Sherif Shaban
Marlton, NJ
Tyler Vandermeer
Omaha, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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