Julie
Broady
Kingswood Wealth Advisors, LLC
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About this Advisor
Julie Broady is a financial advisor who works in Manhattan Beach, California who has 1 year of relevant experience. Broady is on the advisory team at Kingswood Wealth Advisors, LLC. Broady has gained experience at National Securities Corporation, Independent Financial Group, Kingswood Wealth Advisors, B. Riley Wealth Management and Kingswood Capital Partners, LLC. Broady holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Kingswood Wealth Advisors, LLC is an advisory company that has its headquarters in San Diego, CA. The company has offices in seven locations and a total of 82 advisors. It has $969 million in assets under management across its 2,720 accounts, placing it among the larger financial advisory firms in the nation by assets under management. Of its 2,720 client accounts, just 13% are held by high-net-worth investors who have more than $1 million in assets available to invest. Kingswood Wealth Advisors, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules vary depending on which services the firm provides the client. Fee types charged by Kingswood Wealth Advisors, LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Kingswood Wealth Advisors, LLC Brokerage Details
$969,372,131
82
2,720
$356,387
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Julie Broady Work History
Julie has been registered as a financial advisor for 1 years.*
Kingswood Wealth Advisors
Kingswood Capital Partners, LLC
B. Riley Wealth Management
National Securities Corporation
Independent Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Julie Broady to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Kingswood Wealth Advisors, LLC
San Diego, CA
Denver, CO
Miami, FL
Sugar Hill, NH
Freeport, IL
San Diego, CA
Miami, FL
Stockbridge, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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