Karen
Dhuyvetter

Ubs Financial Services Inc

CRD#4598751
Investment Advisor
in San Diego, CA
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About this Advisor

Karen Dhuyvetter is a certified financial planner based in San Diego, California. Currently a registered investment advisor at Ubs Financial Services Inc, they have accumulated 16 years of professional experience in the financial advisory industry. Dhuyvetter maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Dhuyvetter can work with investors in California and Texas. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of San Diego, California, and has 369 brick-and-mortar locations in the country. In total, Ubs Financial Services Inc oversees $496 billion in assets throughout 922,927 accounts and retains more than 13,402 people. The firm's total assets under management makes it one of the largest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 52% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

12220 El Camino Real Suite 400
San Diego, CA 92130

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

CA Average: $10,121,009,343
Total Number of Employees

13,335

CA Average: 92
Total Number of Accounts

957,738

CA Average: 6,978
Average Account Size

$517,923

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Karen Dhuyvetter Work History

Karen has 16 years of experience.

2014 - Present (5 years)

Ubs Financial Services Inc

2002 - 2014 (12 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Karen Dhuyvetter has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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