Kathryn
Fitzgerald

Mml Investors Services, LLC

CRD#1411000
Investment Advisor
in Napa, CA

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About this Advisor

Kathryn Fitzgerald is a certified financial planner based out of Napa, California, who has been in the financial industry for 12 years. Fitzgerald is currently employed by Mml Investors Services, LLC. The advisor has gained experience at Newport Coast Securities, Inc, Metlife Securities Inc, Massmutual Life Insurance Co and Mml Investors Services, LLC. Fitzgerald maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in California and Texas. Mml Investors Services, LLC is an advisory firm that has its headquarters in Napa, California. It has offices in 1,155 locations and a total of 7,620 employees. It handles $63 billion in total assets among its 287,089 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 384 charitable organizations. Mml Investors Services, LLC offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees typically are based on which services the firm provides the client. However, fees billed by Mml Investors Services, LLC can be comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

1700 Soscol Avenue Suite 24
Napa, CA 94559

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$62,946,222,947

CA Average: $16,012,751,954
Total Number of Employees

7,620

CA Average: 118
Total Number of Accounts

287,089

CA Average: 4,567
Average Account Size

$219,257

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kathryn Fitzgerald Work History

Kathryn has 12 years of experience.

2017 - Present (5 years)

Mml Investors Services, LLC

2016 - Present (6 years)

Massmutual Life Insurance Co

2014 - 2017 (3 years)

Metlife Securities Inc

2010 - 2014 (4 years)

Newport Coast Securities, Inc

Disclosures

Kathryn Fitzgerald has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Paul Tearson
Austin, TX
Jesse Israel
Los Angeles, CA
Karl Stuppnig
Charlotte, NC
Thomas Evans
Lafayette, LA
Roger Szczypien
Houston, TX
Chandler Gagnon
Memphis, TN
Joshua Boyd
Pittsburgh, PA
Jeremy Straub
Saint Augustine, FL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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